Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-04056 | 07/28/2022 | Claimant(s): Eilesia Dixon Claimant Lawyers(s): Frank Breese Respondent(s): LPL Financial LLC Respondent Lawyers(s): John W. Joyce Arbitrator(s): Stuart K. Furman, Lenderrick Taylor, Deanisha Franchae Hopson Hearing Site: Jackson, MS | ||
| 22-00435 | 07/22/2022 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Neil S. Baritz Respondent(s): Donald Heitz Respondent Lawyers(s): Donald Leon Heitz Arbitrator(s): Langfred W. White Hearing Site: Jacksonville, FL | ||
| 22-00072 | 06/17/2022 | Claimant(s): Annette Findling Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 21-02526 | 05/27/2022 | Claimant(s): David Kimura Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Laurel Littman Gothelf Hearing Site: Honolulu, HI | ||
| 21-02062 | 05/05/2022 | Claimant(s): Jerry Blakely Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 21-02449 | 05/04/2022 | Claimant(s): G. Keever Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle B. Mayfield Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE | ||
| 21-01986 | 05/02/2022 | Claimant(s): Cynthia Giovacchino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Linda J. Baer Hearing Site: Hartford, CT | ||
| 21-01884 | 04/19/2022 | Claimant(s): Grant Yamaguchi Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Helen Marinak Blohm Hearing Site: Honolulu, HI | ||
| 21-02478 | 04/08/2022 | Claimant(s): Ranjit Bahadur Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 21-02657 | 04/01/2022 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Neil S. Baritz Respondent(s): Keith Esp Respondent Lawyers(s): Keith Adam Esp Arbitrator(s): Mimi B. Osiason Hearing Site: Tampa, FL |