FINRA Awards for Valerie Holder

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 10 out of 12 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02615	10/09/2023	Claimant(s): Stefan Nensala Claimant Lawyers(s): Chelsea Bauer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX
22-01992	02/15/2023	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Valerie Holder Respondent(s): Siria Pinkston Respondent Lawyers(s): Siria Pylar Pinkston Arbitrator(s): Nicole T. LeBoeuf Hearing Site: Dallas, TX
22-01138	01/30/2023	Claimant(s): Jason Lee Claimant Lawyers(s): Samantha Pastor Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Valerie Holder Arbitrator(s): John J. Fitzpatrick Hearing Site: San Francisco, CA
22-00827	12/09/2022	Claimant(s): Sydney Walker Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA
22-01006	11/16/2022	Claimant(s): Sangeeta Singh Claimant Lawyers(s): Sangeeta D Singh Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA
22-01071	11/08/2022	Claimant(s): Frank Gavidia Claimant Lawyers(s): Samantha Pastor Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA
21-02716	07/20/2022	Claimant(s): Keith Fontenot Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): Simeon B. Reimonenq Hearing Site: New Orleans, LA
21-02723	05/04/2022	Claimant(s): Marc Kreisberger Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Valerie Holder Arbitrator(s): Milton N. Gross Hearing Site: Las Vegas, NV
21-02124	04/25/2022	Claimant(s): Mearu Takatsu Claimant Lawyers(s): Stephan Louviere Respondent(s): Wells Fargo Investments, TD Ameritrade., Citicorp Investment Services Respondent Lawyers(s): Adam Kauff, Bryce Cullinane, Valerie Holder Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
21-02334	04/08/2022	Claimant(s): Vu Nguyen Claimant Lawyers(s): Zachary Morse Respondent(s): Ameriprise Financial Services., Wells Fargo Investments, Countrywide Investment Services., Unionbanc Investment Services Respondent Lawyers(s): Howard M. Klausmeier, Laura A. Pizzitola, Neal S. Robb, Valerie Holder Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA