23-02050 | 09/03/2024 | Claimant(s): Billy Howard Claimant Lawyers(s): Craig S. Sternberg Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Donald A. Corbett Arbitrator(s): Stephany Adriene Watson, Jonathan Michael Bensky, David Seiyei Wakukawa Hearing Site: Seattle, WA
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24-00091 | 05/24/2024 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John McGuire Respondent(s): Zachary Taylor Respondent Lawyers(s): Zachary Ellis Taylor Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
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23-03515 | 03/12/2024 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Silvio Borrero Respondent Lawyers(s): Silvio Borrero Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL
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23-01178 | 01/05/2024 | Claimant(s): Christopher Lazos Claimant Lawyers(s): Jonathan Uretsky Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): Edward R. Niederriter, Marie G. Peterson, Leslie Bauknight Nixon Hearing Site: Boca Raton, FL
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23-01086 | 12/07/2023 | Claimant(s): Philip Arnheiter Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Morgan Stanley DW Inc., Wells Fargo Advisors Financial Network, Oppenheimer & Co.. Respondent Lawyers(s): Andrew Joyce, Deirdre Wolff, William H. Badinelli Arbitrator(s): Kenneth J. Horowitz, Jeffrey Zuckerman, Robert Andrew Sollazzo Hearing Site: Jersey City, NJ
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21-03115 | 05/04/2023 | Claimant(s): Jerry Willoughby, John Disosway, Sylvia Majani, Victor Hooper, John Disosway & Sylvia Majani, Vickie L. Earle Trust, Victor J. Hooper Irrevocable Trust FBO Claimant Lawyers(s): John S. Chapman Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William E. Mahoney Arbitrator(s): Gayle B. Carlson, Anthony Richard Sanchez, Edgar Vazquez-Cruz Hearing Site: Orlando, FL
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22-00410 | 02/01/2023 | Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): A. Joel Klein, Benjamin F. Breslauer, Richard Maurice Robinson Hearing Site: Los Angeles, CA
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19-02755 | 11/30/2022 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): John Carroll Respondent Lawyers(s): John Francis Carroll Arbitrator(s): Kimberly A. Gilmour, Dennis J. Levin, Robert G. Geeseman Hearing Site: Boca Raton, FL
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21-02469 | 09/21/2022 | Claimant(s): Guy Deemer Claimant Lawyers(s): Brian Luther Respondent(s): Oppenheimer & Co.., Stifel, Nicolaus & Co.. Respondent Lawyers(s): John T. McGuire, Lauren Beekman Arbitrator(s): Richard W. Dissen, John J. Neely, David Michael Stabile Hearing Site: Pittsburgh, PA
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22-00416 | 09/15/2022 | Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): Erik R. Siering, Noel Harvey Applebaum, Daniel Farid Yasharel Hearing Site: Los Angeles, CA
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