Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00048 | 09/16/2019 | Claimant(s): Thomas Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): American Independent Securities Group, L Respondent Lawyers(s): W. Gregory Lockwood Arbitrator(s): Daniel B. MacLeod Hearing Site: Portland, OR | ||
| 18-04433 | 09/03/2019 | Claimant(s): Richard Hall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): CUSO Financial Services, L.P. Respondent Lawyers(s): Maria J. Seedner Arbitrator(s): William W. Haskell Hearing Site: Portland, OR | ||
| 18-04242 | 07/08/2019 | Claimant(s): Thomas Walker Claimant Lawyers(s): Matthew Wolper Respondent(s): Edward Jones Respondent Lawyers(s): Paul A. Yarns Arbitrator(s): Philip Aaron Tymon Hearing Site: Portland, OR | ||
| 18-03839 | 04/22/2019 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Jeanette E Dennis Respondent(s): Keith Guy Respondent Lawyers(s): Keith Lee Guy Arbitrator(s): Sterling N. Frost Hearing Site: Portland, OR | ||
| 18-03775 | 04/16/2019 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Lindsay E. Wuller Respondent(s): Duncan Sandlin Respondent Lawyers(s): Duncan Tyrel Sandlin Arbitrator(s): John J. Fitzpatrick Hearing Site: Portland, OR | ||
| 17-03415 | 02/27/2019 | Claimant(s): Daniel Ruediger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Katherine H. O'Neil Hearing Site: Portland, OR | ||
| 18-00941 | 02/14/2019 | Claimant(s): Roger Blythe Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Bradley A. Fishman Arbitrator(s): Katherine H. O'Neil Hearing Site: Portland, OR | ||
| 17-02567 | 01/14/2019 | Claimant(s): Michael Clancy Claimant Lawyers(s): Armin Sarabi Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Daniel M. Yamshon Hearing Site: Portland, OR | ||
| 18-02334 | 11/21/2018 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Timothy N. Will Respondent(s): Robert Norton Respondent Lawyers(s): Robert Telford Norton Arbitrator(s): Jonathan H. Krotinger Hearing Site: Portland, OR | ||
| 18-00453 | 10/05/2018 | Claimant(s): Brian Nelson Claimant Lawyers(s): Mark Wilson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Stephany Adriene Watson Hearing Site: Portland, OR |