| 20-02856 | 03/23/2021 | Claimant(s): Brian McDowell
Claimant Lawyers(s): Brian Sun Eagleheart McDowell
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Daniel B. MacLeod, John M. Casey, James John Jurinski
Hearing Site: Portland, OR
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| 20-02231 | 03/17/2021 | Claimant(s): Colin Williams
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Kenneth James Pedersen
Hearing Site: Portland, OR
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| 20-01850 | 01/29/2021 | Claimant(s): Daniel Ruediger
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Kenneth James Pedersen
Hearing Site: Portland, OR
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| 20-02069 | 01/15/2021 | Claimant(s): Brian Horn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Somerset Securities.
Respondent Lawyers(s): Thomas Hamlin
Arbitrator(s): Katherine Hendricks
Hearing Site: Portland, OR
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| 20-00811 | 11/09/2020 | Claimant(s): Frank Bain, Mark Bain
Claimant Lawyers(s): Matt Wolper
Respondent(s): Veravest Investments., Voya Financial Advisors.
Respondent Lawyers(s): Christina Vourakis, Mark H. Stepakoff
Arbitrator(s): David William Hickman
Hearing Site: Portland, OR
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| 20-01364 | 11/04/2020 | Claimant(s): Thomas Hamlin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Timothy W. Snider
Arbitrator(s): David William Hickman
Hearing Site: Portland, OR
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| 19-03506 | 06/30/2020 | Claimant(s): Martha Caldwell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
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| 19-01922 | 04/17/2020 | Claimant(s): Benjamin Lanphar
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): David William Hickman
Hearing Site: Portland, OR
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| 19-02217 | 03/13/2020 | Claimant(s): Michael Myers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Private Consulting Group.
Respondent Lawyers(s): Robert L. Keys
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
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| 18-02348 | 10/11/2019 | Claimant(s): Kestra Financial., Kestra Investment Services
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): Stephen Seglund
Respondent Lawyers(s): Stephen Paul Seglund
Arbitrator(s): Bert P. Krages
Hearing Site: Portland, OR
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