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FINRA Awards for Wells Fargo Advisors

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Displaying 521-530 out of 571 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0503012/30/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Gregory Braver
Respondent Lawyers(s): Gregory Ernest Braver
Arbitrator(s): James R. Dickson
Hearing Site: San Francisco, CA
09-0647012/29/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Andrew Park
Respondent(s): Henry Frenzel
Respondent Lawyers(s): Ronald Hollander
Arbitrator(s): David N. Brainin
Hearing Site: New York, NY
10-0258212/29/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Todd Ratner
Respondent(s): Allison Tarpley, UBS Financial Services Inc.
Respondent Lawyers(s): John M. Phalen, Molly Tatman
Arbitrator(s): Mark L. Williams
Hearing Site: Dallas, TX
10-0239712/17/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Robert Buckelew
Respondent Lawyers(s): Joseph Castelluci
Arbitrator(s): Richard D. DeVita
Hearing Site: Newark, NJ
10-0166712/16/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Michael Adams
Respondent Lawyers(s): Michael William Adams
Arbitrator(s): Mark S. Priver
Hearing Site: Reno, NV
10-0260112/16/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Nicole E. Stadelmaier
Respondent(s): Wilson Chan
Respondent Lawyers(s): Wilson Chan
Arbitrator(s): Bill H. Brister
Hearing Site: Dallas, TX
10-0351812/16/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Danny Vivian
Respondent Lawyers(s): Danny H. Vivian
Arbitrator(s): Dean J. Dietrich
Hearing Site: Los Angeles, CA
10-0201312/07/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Mark Lee
Respondent Lawyers(s): Oscar Schachter
Arbitrator(s): Lincoln W. Craighead
Hearing Site: New York, NY
10-0237312/07/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Jonathan DeJulio
Respondent Lawyers(s): Jonathan DeJulio
Arbitrator(s): Guy K. Stewart
Hearing Site: Orlando, FL
10-0301112/07/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jim Van Dyke
Respondent(s): Nadim Mourad
Respondent Lawyers(s): Nadim Marwan Mourad
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI

571 Results

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