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FINRA Awards for Wells Fargo Advisors

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Displaying 501-510 out of 571 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0136303/03/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Jeffrey Schoen
Respondent Lawyers(s): Gary L. Cooper
Arbitrator(s): Michael J. Fish
Hearing Site: Boise, ID
10-0397903/02/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Priscilla Jones
Respondent Lawyers(s): Priscilla Ann Jones
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
10-0420103/02/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): James May
Respondent Lawyers(s): K.S. Gator Dunn
Arbitrator(s): Malcolm Edwin Whittaker
Hearing Site: Houston, TX
10-0418102/28/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Marc Chait
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Monica I. Salis
Hearing Site: Ft. Lauderdale, FL
10-0400502/25/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jim Van Dyke
Respondent(s): Silas Atsalis
Respondent Lawyers(s): Thomas H. Tucker
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
10-0418002/25/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Steven Hering
Respondent Lawyers(s): Steven J Hering
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
10-0493902/25/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Michael Alexander
Respondent Lawyers(s): Michael Allen Alexander
Arbitrator(s): Philip I. McConnell
Hearing Site: Dallas, TX
09-0536902/17/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Brady J. Hermann
Respondent(s): Dennis Briscoe
Respondent Lawyers(s): Dennis B. Briscoe
Arbitrator(s): Stanley F. Meyerson, Romaine L. Gardner, Royce Russell
Hearing Site: New York, NY
10-0461102/17/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Kenneth Lannigan
Respondent Lawyers(s): Kenneth Lee Lannigan
Arbitrator(s): Robert H. Putnam
Hearing Site: Columbia, SC
10-0342902/11/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Nicole E. Stadelmaier
Respondent(s): Stephen Giella
Respondent Lawyers(s): Stephen Giella
Arbitrator(s): Deborah A. Jackson
Hearing Site: Columbia, SC

571 Results

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