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FINRA Awards for Dennis B. Briscoe

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0536902/17/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Brady J. Hermann
Respondent(s): Dennis Briscoe
Respondent Lawyers(s): Dennis B. Briscoe
Arbitrator(s): Stanley F. Meyerson, Romaine L. Gardner, Royce Russell
Hearing Site: New York, NY

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