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FINRA Awards for Wells Fargo Advisors

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Displaying 331-340 out of 571 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0403507/19/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex M. Komoroski
Respondent(s): Michael Koletar
Respondent Lawyers(s): Michael Charles Koletar
Arbitrator(s): Philip I. McConnell
Hearing Site: Houston, TX
12-0435107/19/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Byron Brook
Respondent Lawyers(s): Byron Alan Brook
Arbitrator(s): Lee H. Goodman
Hearing Site: Chicago, IL
13-0082507/19/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Michael Clegg
Respondent Lawyers(s): Michael G. Clegg
Arbitrator(s): David P. Slater
Hearing Site: Orlando, FL
12-0137307/18/2013Claimant(s): Jeffrey Springer
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Rosemary S. Gousman
Arbitrator(s): Sheldon Seligsohn, Richard Frank Colello, David F. Griesing
Hearing Site: Philadelphia, PA
12-0375607/10/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Michael Gibson
Respondent Lawyers(s): Michael M. Gibson
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
13-0032007/05/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jason Warner
Respondent(s): Phillip Conley
Respondent Lawyers(s): Phillip Wayne Conley
Arbitrator(s): Stuart H. Dunn
Hearing Site: Charleston, WV
12-0417107/02/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): David Kuffner
Respondent Lawyers(s): David G. Kuffner
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Ft. Lauderdale, FL
12-0429307/01/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Maryanne M. Esser
Hearing Site: Dallas, TX
13-0037606/28/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Archie Capinguian
Respondent(s): John Donovan
Respondent Lawyers(s): John P. Donovan
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
12-0102606/18/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patrick J. Whalen
Respondent(s): Kenneth Williams
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Thomas B. Phillips, M. W. Gear, Walter N. Vernon
Hearing Site: Kansas City, MO

571 Results

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