| 13-02600 | 04/02/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Brian Merrigan
Respondent Lawyers(s): Brian Merrigan
Arbitrator(s): Steven Meyrich
Hearing Site: Denver, CO
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| 13-00949 | 03/14/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Benjamin W. White
Respondent(s): Adorean Boleancu
Respondent Lawyers(s): Adorean Boleancu
Arbitrator(s): Jane Bradley
Hearing Site: San Francisco, CA
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| 13-01541 | 03/14/2014 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Phillip G. Eckenrode
Respondent(s): Wells Fargo Advisors, Kimberly Perreira
Respondent Lawyers(s): Lawrence R. Cock, Thomas V. Dulcich
Arbitrator(s): Paul Alden Skoog, Larry T. Coady, James John Jurinski
Hearing Site: Portland, OR
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| 13-00839 | 03/13/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): John Mikhael
Respondent Lawyers(s): John Mikhael
Arbitrator(s): Neal D. Baker, Leslie Ruth Nydick, Jeffrey H. Rosenthal
Hearing Site: Newark, NJ
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| 13-02681 | 03/13/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica Klein
Respondent(s): Austin Jambor
Respondent Lawyers(s): Jason S. Chapman
Arbitrator(s): Daniel P. Lund
Hearing Site: Miami, FL
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| 13-01372 | 03/12/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Jaime Morales
Respondent Lawyers(s): Jaime Morales
Arbitrator(s): Raymond C. Kerr
Hearing Site: Houston, TX
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| 13-02960 | 03/11/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Blake L. Daniels
Respondent(s): William Hopkins
Respondent Lawyers(s): William Eric Hopkins
Arbitrator(s): Robert P. Porter
Hearing Site: Raleigh, NC
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| 13-02546 | 03/07/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Roy Kelsey
Respondent Lawyers(s): Roy Edward Kelsey
Arbitrator(s): Paul E. Flora
Hearing Site: Orlando, FL
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| 11-03929 | 03/04/2014 | Claimant(s): Andrew Miller
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Steven Gerard Goerke, Gary M. Landau, Kathy N. Novick
Hearing Site: Ft. Lauderdale, FL
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| 10-05180 | 02/25/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Allan Watt, Gloria Keimer, Lois Powell, Paula Czapko, Robert Ratcliff
Respondent Lawyers(s): Diane C. Fischer, Robert L. Herskovits
Arbitrator(s): Earle J. Schwarz, Robert E. Treadaway, Eric Ross Cromartie
Hearing Site: Dallas, TX
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