| 11-02245 | 04/25/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Blake L. Daniels
Respondent(s): Steven Grundstedt
Respondent Lawyers(s): Bart K. Larsen
Arbitrator(s): Mark S. Priver, Harvey M. Baraban, William C. Turner
Hearing Site: Las Vegas, NV
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| 12-01937 | 11/29/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Brian Matz
Respondent Lawyers(s): Christine E. Goodrich
Arbitrator(s): Mark S. Priver, Edward Banian, Richard M. Norman
Hearing Site: Los Angeles, CA
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| 12-01386 | 07/03/2013 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Joseph Buchanan
Respondent Lawyers(s): Joseph Buchanan
Arbitrator(s): Mark S. Priver, David W. Dresnick, Daniel R. Brush
Hearing Site: Los Angeles, CA
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| 10-01433 | 04/04/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Kenneth Meyers
Respondent Lawyers(s): Stephen F. Boutin
Arbitrator(s): Mark S. Priver
Hearing Site: San Francisco, CA
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| 10-05484 | 11/28/2012 | Claimant(s): Morgan Stanley, Morgan Stanley & Co.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Brittney Seeliger
Respondent Lawyers(s): Brittney Rae Seeliger
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
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| 10-05437 | 01/03/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I . Sugarman
Respondent(s): Joseph Cacia
Respondent Lawyers(s): Joseph Richard Cacia
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
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| 11-00170 | 09/02/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Anna Clark
Respondent Lawyers(s): Anna Maria Clark
Arbitrator(s): Mark S. Priver
Hearing Site: Phoenix, AZ
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| 03-02421 | 01/04/2011 | Claimant(s): Oppenheimer & Co.
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): George M. Garvey
Arbitrator(s): Ronald L. Cameron, Mark S. Priver, Ronald E. Ogden
Hearing Site: Los Angeles, CA
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| 10-01667 | 12/16/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Michael Adams
Respondent Lawyers(s): Michael William Adams
Arbitrator(s): Mark S. Priver
Hearing Site: Reno, NV
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| 06-04852 | 03/25/2008 | Claimant(s): Capitola Sommer
Claimant Lawyers(s): Richard J. Papst
Respondent(s): Edward Jones
Respondent Lawyers(s): Joseph B. Adams
Arbitrator(s): Howard A. Emirhanian, Mark S. Priver, Jerry Ellner
Hearing Site: Los Angeles, CA
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