| 23-00396 | 12/01/2023 | Claimant(s): Michael Lastihenos
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Wilmington Capital Securities
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Ted M. Rosen, Richard E. Castiglioni, Tychelle Dephroneicia McLaurin
Hearing Site: New York, NY
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| 20-01317 | 01/12/2021 | Claimant(s): Lori Sackler
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
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| 19-01704 | 01/06/2020 | Claimant(s): Shi Zhou
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wilmington Capital Securities
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
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| 13-01808 | 11/25/2015 | Claimant(s): Jason Goldstein
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Karen M. Steel
Arbitrator(s): Richard D. Gueren, Arthur M. Handler, Andrew M. Schmertz
Hearing Site: New York, NY
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| 09-05218 | 06/09/2010 | Claimant(s): Ross, Sinclaire & Associates
Claimant Lawyers(s): Louis F. Solimine
Respondent(s): Clayton Lowell & Conger.
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Thomas J. McAllister
Hearing Site: Cincinnati, OH
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| 06-03445 | 04/08/2008 | Claimant(s): Schultz Investment Advisors Incorporat
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Douglas Plamondon, Randall Novotny, Roger Steensma, Scott Schultz, Hoffman, Steensma, and Plamondon, PLC, SPN Financial Services
Respondent Lawyers(s): Lawrence R. Gelber, Robert K. Ross
Arbitrator(s): Carole M. Crosby, Jack J. Mazzara, Martin Brosnan
Hearing Site: Detroit, MI
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