23-02912 | 07/22/2024 | Claimant(s): Steven Maher Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): American Portfolios Financial Srvs., Next Financial Group. Respondent Lawyers(s): Jennifer R. Cox, John T. Unger Arbitrator(s): Denise L. Quarles, Leslie Ruth Nydick, Jennifer K. Adams Hearing Site: Jersey City, NJ
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20-00067 | 11/29/2021 | Claimant(s): Gary Deardorff Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): LPL Financial LLC, Next Financial Group. Respondent Lawyers(s): John T. Unger, Sara B. Davis Arbitrator(s): Michael Kelley Hearing Site: Phoenix, AZ
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20-02800 | 05/21/2021 | Claimant(s): Ying Zhao Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): Next Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): G. Maynard Green Hearing Site: Birmingham, AL
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20-01348 | 12/17/2020 | Claimant(s): Andrew Butler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Woodbury Financial Services., Next Financial Group. Respondent Lawyers(s): James V. Noblett, John T. Unger, Kelsey Vasko Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX
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20-01406 | 12/10/2020 | Claimant(s): Michael Lomas Claimant Lawyers(s): Harry Meyer Respondent(s): Next Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): Jeffry M. Bauer Hearing Site: Buffalo, NY
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18-00501 | 10/23/2018 | Claimant(s): Jeffrey LaBelle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Woodbury Financial Services., Next Financial Group. Respondent Lawyers(s): Bradley A. Fishman, John T. Unger Arbitrator(s): Edith N. Dinneen Hearing Site: Tampa, FL
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18-00966 | 10/23/2018 | Claimant(s): Andrew Adams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Next Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): Stuart K. Furman Hearing Site: Jackson, MS
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18-01023 | 07/31/2018 | Claimant(s): Rydan Case Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Next Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): W. Michael Kelley Hearing Site: Phoenix, AZ
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17-01803 | 04/09/2018 | Claimant(s): Bryan Kaarlsen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Next Financial Group. Respondent Lawyers(s): John T. Unger, Jon D. Kaplon Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX
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16-03244 | 09/07/2017 | Claimant(s): Craig Ferrantino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A.G. Edwards & Sons., Citigroup Global Markets., Next Financial Group. Respondent Lawyers(s): Angela A. Turiano, David I. Hantman, John T. Unger Arbitrator(s): William G. Binckes Hearing Site: New York, NY
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