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FINRA Awards for Dochtor Kennedy

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Displaying 891-900 out of 1,279 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0437007/18/2019Claimant(s): Malon Wickham
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
18-0438807/16/2019Claimant(s): Bill Carter
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
18-0441407/16/2019Claimant(s): Nita Pastor
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Sherry R. Wetsch
Hearing Site: New Orleans, LA
18-0428307/11/2019Claimant(s): Mitchell Rubin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY
18-0232007/02/2019Claimant(s): Peter Covino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, VSR Financial Services., Prospera Financial Services.
Respondent Lawyers(s): Brian Harlan, Jeremy Carr, William M. Schmitt
Arbitrator(s): Daniel B. MacLeod
Hearing Site: Boise, ID
18-0435607/01/2019Claimant(s): Jeffrey Damasco
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Quick & Reilly.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
18-0432006/28/2019Claimant(s): Matthew Couzens
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
19-0008106/14/2019Claimant(s): Levi Rachmanov
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Phx Financial.
Respondent Lawyers(s): Daniel Otoya
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
19-0021306/13/2019Claimant(s): David James
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Eagle Gate Securities.
Respondent Lawyers(s): Corporate Officer
Arbitrator(s): Marc Kalish
Hearing Site: Salt Lake City, UT
18-0074806/12/2019Claimant(s): Vincent Camarda
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY

1,279 Results

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