Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02880 | 05/15/2020 | Claimant(s): Glenn Wittpenn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein Arbitrator(s): Roger B. Jacobs Hearing Site: New York, NY | ||
| 19-02738 | 05/13/2020 | Claimant(s): Paula Steinberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY | ||
| 19-03390 | 05/11/2020 | Claimant(s): Nicholas Hickly Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Milton N. Gross Hearing Site: Las Vegas, NV | ||
| 19-02762 | 05/08/2020 | Claimant(s): Michael Osland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Jay Lawrence Witkin Hearing Site: Phoenix, AZ | ||
| 19-02801 | 05/08/2020 | Claimant(s): Derek Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Judy Louie Arbitrator(s): Andrew M. Mintzer Hearing Site: Las Vegas, NV | ||
| 19-02661 | 05/07/2020 | Claimant(s): Patricia Loris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Laurel A. Whelan Arbitrator(s): Donald M. Thompson Hearing Site: Chicago, IL | ||
| 19-02660 | 05/05/2020 | Claimant(s): Paul Larson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Larson Financial Securities Respondent Lawyers(s): Sean O'Hanlon Arbitrator(s): Michael S. Matek Hearing Site: St. Louis, MO | ||
| 19-03184 | 05/01/2020 | Claimant(s): David Winchell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Mary M. O'Neil Hearing Site: Las Vegas, NV | ||
| 19-02912 | 04/29/2020 | Claimant(s): James Yu Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Barbara Davis Solomon Hearing Site: Washington, DC | ||
| 19-01623 | 04/24/2020 | Claimant(s): Eric Raether Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Michael S. Matek Hearing Site: Milwaukee, WI |