Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01641 | 01/25/2018 | Claimant(s): Mark Soukup Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Joseph Charles Kennedy Hearing Site: Boston, MA | ||
| 17-01044 | 01/19/2018 | Claimant(s): Brandon Mink Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jim Geiger Hearing Site: Richmond, VA | ||
| 17-01215 | 01/19/2018 | Claimant(s): Mark Kaschenbach Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 17-00812 | 01/17/2018 | Claimant(s): John Jaicks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Lesley V. Tepper Arbitrator(s): Terry M Lloyd Hearing Site: Salt Lake City, UT | ||
| 17-00405 | 01/12/2018 | Claimant(s): Daniel Ahmad Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Planning Corporation, QA3 Financial Corp. Respondent Lawyers(s): Chad Weaver, Stephen K. Wild Arbitrator(s): John J. Fitzpatrick Hearing Site: San Francisco, CA | ||
| 17-01395 | 01/11/2018 | Claimant(s): John Santi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): John B. Roe Hearing Site: Memphis, TN | ||
| 17-00561 | 01/10/2018 | Claimant(s): Timothy Foster Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA | ||
| 17-01240 | 01/05/2018 | Claimant(s): Patrick Henry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Keely D. Parr Hearing Site: New York, NY | ||
| 17-01262 | 12/26/2017 | Claimant(s): Scott Jaffe Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Kurt T. Kalberer Arbitrator(s): Gregory D. Hoffmann Hearing Site: Tampa, FL | ||
| 17-00789 | 12/22/2017 | Claimant(s): Michael Biggs Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): James A. McIntosh Hearing Site: Nashville, TN |