Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02218 | 05/10/2018 | Claimant(s): Walter Martin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Damian J. Betz Arbitrator(s): Frank E. Wolf Hearing Site: Charlotte, NC | ||
| 17-01125 | 05/09/2018 | Claimant(s): David Begala Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 17-01662 | 04/27/2018 | Claimant(s): Todd Barden Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Cheryl Howard Arbitrator(s): Gerald W. Hepp Hearing Site: Milwaukee, WI | ||
| 17-01943 | 04/25/2018 | Claimant(s): Stephen Fish Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PNC Investments LLC Respondent Lawyers(s): Raymond M. Ripple Arbitrator(s): Gregory P. Szuter Hearing Site: Cincinnati, OH | ||
| 17-02150 | 04/24/2018 | Claimant(s): Anthony Ferrara Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Larson Financial Securities Respondent Lawyers(s): Steve Cervantes Arbitrator(s): Alain Frecon Hearing Site: Minneapolis, MN | ||
| 16-03108 | 04/18/2018 | Claimant(s): Derek Eichenwald Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Hector D. Geribon Arbitrator(s): William F. Skewes Hearing Site: Denver, CO | ||
| 17-01901 | 04/18/2018 | Claimant(s): Michael Tomren Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Montauk Securities Corp., QA3 Financial Corp. Respondent Lawyers(s): Robert I. Rabinowitz, Stephen K. Wild Arbitrator(s): Joseph M. O'Connor Hearing Site: San Francisco, CA | ||
| 17-02107 | 04/11/2018 | Claimant(s): Richard Bellew Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc., Moors & Cabot. Respondent Lawyers(s): Jeremy S. Winer, Michael C. Fee Arbitrator(s): Mary E. Bassett Hearing Site: Boston, MA | ||
| 17-01151 | 04/10/2018 | Claimant(s): Thomas Hall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): Daniel M. Yamshon Hearing Site: Salt Lake City, UT | ||
| 17-01803 | 04/09/2018 | Claimant(s): Bryan Kaarlsen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Next Financial Group. Respondent Lawyers(s): John T. Unger, Jon D. Kaplon Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX |