| 11-03803 | 08/26/2013 | Claimant(s): Mark Robertson
Claimant Lawyers(s): David R. Koch
Respondent(s): Equity Services.
Respondent Lawyers(s): Ian McKenny
Arbitrator(s): Alan M. Rosen, Stephen F. Kempa, Daniel Clay McGuire
Hearing Site: Las Vegas, NV
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| 10-02660 | 03/14/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Ken Massey
Respondent(s): Nathan Lorbietzki
Respondent Lawyers(s): M. Lani Esteban-Trinidad
Arbitrator(s): Michael R. Mitchell, M. Nelson Segel, George Frederick Garris
Hearing Site: Las Vegas, NV
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| 11-04240 | 08/22/2012 | Claimant(s): Brittany Duran
Claimant Lawyers(s): Brittany Marie Duran
Respondent(s): Alamo Capital
Respondent Lawyers(s): Allison Kent-Aster
Arbitrator(s): Robert J. Ruben
Hearing Site: Las Vegas, NV
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| 12-00012 | 07/23/2012 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Wayne Wolf
Respondent Lawyers(s): Wayne Edward Wolf
Arbitrator(s): Michael M. Hachigian
Hearing Site: Las Vegas, NV
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| 10-04757 | 06/15/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Robert Soucy
Respondent Lawyers(s): Robert Henri Soucy
Arbitrator(s): Alan J. Duncan, Herbert Murez, Paul E. Dahlman
Hearing Site: Las Vegas, NV
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| 11-01383 | 04/16/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Richard Chiarenza
Respondent Lawyers(s): Richard Douglas Chiarenza
Arbitrator(s): Walter S. Weiss
Hearing Site: Las Vegas, NV
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| 10-00822 | 03/20/2012 | Claimant(s): Robert Kaiser
Claimant Lawyers(s): Robert G. Kaiser
Respondent(s): World Group Securities.
Respondent Lawyers(s): Robert G. Brunton
Arbitrator(s): Philip H. Marmurowski
Hearing Site: Las Vegas, NV
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| 10-00264 | 01/30/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Nathan Lorbietzki
Respondent Lawyers(s): Erik W. Fox
Arbitrator(s): Nancy Hutt, James W. Warren, David L. Moran
Hearing Site: Las Vegas, NV
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| 09-06004 | 01/25/2012 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Joseph Papez
Respondent Lawyers(s): Howard J. Rosenburg
Arbitrator(s): Herb Schwartz
Hearing Site: Las Vegas, NV
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| 11-04123 | 12/16/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Sean G. Duffy
Respondent(s): Chad Sillman, U.S. Bancorp Investments.
Respondent Lawyers(s): Akke Levin
Arbitrator(s): Thomas D. Tays, Steven K. Lum, Philip H. Marmurowski
Hearing Site: Las Vegas, NV
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