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FINRA Awards for David R. Koch

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0380308/26/2013Claimant(s): Mark Robertson
Claimant Lawyers(s): David R. Koch
Respondent(s): Equity Services.
Respondent Lawyers(s): Ian McKenny
Arbitrator(s): Alan M. Rosen, Stephen F. Kempa, Daniel Clay McGuire
Hearing Site: Las Vegas, NV

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