| 16-03061 | 04/17/2017 | Claimant(s): Rolf Maile
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: Las Vegas, NV
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| 14-01155 | 09/14/2016 | Claimant(s): Barry Blank
Claimant Lawyers(s): John J. Phelan
Respondent(s): Richard Murphy, Murphy & Durieu
Respondent Lawyers(s): Elizabeth W. Swedock, Paul McCurdy
Arbitrator(s): Gerald F. Corrigan, Steven A. Budin, Dee Newell
Hearing Site: Las Vegas, NV
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| 16-00525 | 07/22/2016 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Noyeg Arkoian
Respondent Lawyers(s): Noyeg W. Arkoian
Arbitrator(s): Michael M. Hachigian
Hearing Site: Las Vegas, NV
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| 13-02770 | 12/10/2015 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Christopher Gallo
Respondent Lawyers(s): Scott R. Shewan
Arbitrator(s): Barry A. Mainardi, Michael G. Clark, Michael John Florio
Hearing Site: Las Vegas, NV
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| 13-02743 | 07/30/2015 | Claimant(s): David Jancuk
Claimant Lawyers(s): William R. Urga
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Douglas Edwards, Robert S. McConnell, Marcia A. Herrmann
Hearing Site: Las Vegas, NV
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| 14-00930 | 12/11/2014 | Claimant(s): Mike Kratzke
Claimant Lawyers(s): Miriam G. Bahcall
Respondent(s): The Moapa Band of Paiutes
Respondent Lawyers(s): Ron Settje
Arbitrator(s): Barry A. Mainardi, Ralph B. Perry, David L. Moran
Hearing Site: Las Vegas, NV
| | Expungement |
| 12-02287 | 12/03/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Alan Mann
Respondent Lawyers(s): David Liebrader
Arbitrator(s): A. Joel Klein, Paul E. Dahlman, William Ogburn Huggins
Hearing Site: Las Vegas, NV
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| 11-02245 | 04/25/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Blake L. Daniels
Respondent(s): Steven Grundstedt
Respondent Lawyers(s): Bart K. Larsen
Arbitrator(s): Mark S. Priver, Harvey M. Baraban, William C. Turner
Hearing Site: Las Vegas, NV
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| 12-03472 | 02/19/2014 | Claimant(s): John Triplett
Claimant Lawyers(s): Judith Braecklein
Respondent(s): Wells Fargo Advisors, David Hehn, Paul Alberini, Todd Williams
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Vaughn Thomas Hale, Gerald F. Corrigan, Edward Thomas Leech
Hearing Site: Las Vegas, NV
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| 11-02818 | 10/08/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Grant Andreasen
Respondent Lawyers(s): David W. Gutke
Arbitrator(s): David W. Dresnick
Hearing Site: Las Vegas, NV
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