Potomac Analytics' Logo

FINRA Awards for Craig Riha

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0256610/14/2024Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig Riha
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s):
Hearing Site: Tampa, FL
23-0279309/26/2024Claimant(s): Peter Marshall
Claimant Lawyers(s): Craig Riha
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Lawrence Barbot
Arbitrator(s): Howard J. Stiefel, Robert J. Miller, Gerald M. Levine
Hearing Site: New York, NY
23-0267109/25/2024Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig Riha
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Nicholas John Taldone, Shanida De Gracia, John Arthur Riherd
Hearing Site: Tampa, FL
23-0234107/11/2024Claimant(s): Steven Mogul
Claimant Lawyers(s): Craig Riha
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Mark L Miller
Hearing Site: Chicago, IL
23-0254305/21/2024Claimant(s): Jay Sheth
Claimant Lawyers(s): Craig Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Madelon M. Rosenfeld, John Nino Brenkovich, Frances Gottfried
Hearing Site: New York, NY
23-0134403/08/2024Claimant(s): Aramis Seferian
Claimant Lawyers(s): Craig Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Howard L. Sobel, Jason Lowe, Kathleen Kuzmen Malone
Hearing Site: New York, NY
23-0117502/13/2024Claimant(s): Ronan Cox
Claimant Lawyers(s): Craig Riha
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Denise L. Quarles, Donald Davis Capelin, Evan Powell
Hearing Site: New York, NY
23-0160612/29/2023Claimant(s): Kenneth Bonal
Claimant Lawyers(s): Craig Riha
Respondent(s): J. P. Turner & Company LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Susan Romano, Loretta Yin, Jessica Marie Schuett
Hearing Site: New York, NY
23-0022109/28/2023Claimant(s): Eric Rapczyk
Claimant Lawyers(s): Craig Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Joan Maxine Secofsky, Brian Ken Kawakami, Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
20-0170107/27/2021Claimant(s): Joon Rhee
Claimant Lawyers(s): Craig Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Thomas M. Madden
Hearing Site: New York, NY

13 Results

Display: