FINRA Awards for Lincoln Financial Advisors Corporation

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 21-30 out of 30 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-00053	10/26/2018	Claimant(s): Mark Stephan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle Osting Arbitrator(s): Peter N. Thompson Hearing Site: Minneapolis, MN
18-01468	10/16/2018	Claimant(s): Virgilio Cristobal Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Andrew S. Azarmi Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA
18-00291	08/23/2018	Claimant(s): John Enright Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle Osting Arbitrator(s): Jim Geiger Hearing Site: Syracuse, NY
17-02416	08/01/2018	Claimant(s): Jeffrey Cohen, Randy Siller Claimant Lawyers(s): Janene Marasciullo Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY
17-02652	05/21/2018	Claimant(s): Andrew Seaborg Claimant Lawyers(s): MIchael Bessett Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Michael W. Arnold Arbitrator(s): Susan L. Walker Hearing Site: Milwaukee, WI
14-00538	12/18/2015	Claimant(s): Barnett Chepenik, Jason Chepenik Claimant Lawyers(s): David J. Freniere Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Janene M. Marasciullo Arbitrator(s): Bernard Hornick, Stuart K. Furman, Denise Morris Hammond Hearing Site: Orlando, FL
10-03651	10/21/2011	Claimant(s): David Middlemiss Claimant Lawyers(s): Leigh A. Lieberman Respondent(s): Garry Payne, LFA, LimitedLiability Company, Lincoln Financial Advisors Corporation, Lincoln Life&Annuity Company of New York Respondent Lawyers(s): Brian J. Butler Arbitrator(s): Frank C. Fogl, Stuart A. Ober, Peter A.P. Dunlop Hearing Site: Syracuse, NY
06-05295	08/29/2008	Claimant(s): Curt Reed Claimant Lawyers(s): Lawrence J. Fossi Respondent(s): Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Co Respondent Lawyers(s): David J. Novotny Arbitrator(s): Dennis Michael Kelleher, Joseph J. Woodford, Michael D. Briggs Hearing Site: San Diego, CA
07-03376	07/23/2008	Claimant(s): Scott Rosenberg Claimant Lawyers(s): Scott Rosenberg Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Gerry Kowalski Arbitrator(s): Robert F. Sanville Hearing Site: Philadelphia, PA
06-01988	03/03/2008	Claimant(s): Stuart Lantz Claimant Lawyers(s): Debra G. Speyer Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kathleen M. Anderson Arbitrator(s): Kip C. Lubcke, R. Scott Garley, Angela Lourdes Ortiz Hearing Site: Newark, NJ