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FINRA Awards for Fifth Third Securities.

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Displaying 10 out of 18 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0131811/29/2023Claimant(s): Michael Stewart
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): R. Samuel Gilley
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
21-0143702/22/2022Claimant(s): John Hutchens
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fifth Third Securities., Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Nuviah Shirazi, R. Samuel Gilley
Arbitrator(s): Tracy L. Allen
Hearing Site: Indianapolis, IN
19-0217502/17/2022Claimant(s): Michael Holland
Claimant Lawyers(s): Michael Bessette
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): David K. Montgomery
Arbitrator(s): Joyce A. Mitchell, James Howell Garrison, Stephen Edwin Anderson
Hearing Site: Charlotte, NC
21-0019608/24/2021Claimant(s): Eric Rocks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): R. Samuel Gilley
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
20-0289008/02/2021Claimant(s): John Thibault
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): J. Travis Mihelick
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
20-0272306/09/2021Claimant(s): Joshua Klump
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Samuel Gilley
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
20-0251802/26/2021Claimant(s): David Bennett
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Robert M. Zimmerman
Arbitrator(s): Joel F. Martineau, Thomas J. Patka, Howard B. Scherer
Hearing Site: Tampa, FL
20-0233402/02/2021Claimant(s): Titus Allen
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Robert M. Zimmerman
Arbitrator(s): John F. Burns
Hearing Site: Columbus, OH
19-0058412/05/2019Claimant(s): Douglas Magers
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Matthew R. Byrne
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
18-0230901/21/2019Claimant(s): Carolyn Song-Pegg
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Matthew R. Byrne
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL

18 Results

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