| 20-01772 | 02/11/2021 | Claimant(s): Anil Jethmal
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Veronica Ann Williams
Hearing Site: New York, NY
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| 20-01068 | 11/11/2020 | Claimant(s): Joseph Varvara
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Donna Christina Chin
Hearing Site: New York, NY
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| 19-03546 | 10/21/2020 | Claimant(s): John Slipek
Claimant Lawyers(s): Scott Holcomb
Respondent(s): NewBridge Securities Corp., Investors Capital Corp., J.P. Turner & Company
Respondent Lawyers(s): David Feldstein, Gregg Breitbart
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
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| 19-03708 | 07/31/2020 | Claimant(s): Carolyn DiPrinzio
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BI Investments
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Jane C. Carney
Hearing Site: Washington, DC
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| 19-03580 | 06/16/2020 | Claimant(s): Hemant Kathuria
Claimant Lawyers(s): Kurt T Kalberer
Respondent(s): A.G.P. / Alliance Global Partners, Digital Offering LLC
Respondent Lawyers(s): Gordon McBean, Gregg Breitbart
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
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| 18-00450 | 10/18/2018 | Claimant(s): Sean Mollard
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 17-02636 | 07/23/2018 | Claimant(s): Jason Scheurer
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Clearing Services, First Union Brokerage Services., Infinex Investments.
Respondent Lawyers(s): Demian J. Betz, Gregg Breitbart
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
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| 17-00252 | 06/23/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Matthew Gaer
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Daniel H. Yaffe, Paul Weinberg, Robert G. Geeseman
Hearing Site: Boca Raton, FL
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