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FINRA Awards for Gregg Breitbart

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Displaying 10 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0208702/23/2022Claimant(s): David Kucharsky, Ellen Kucharsky
Claimant Lawyers(s): Sheldon P. Starke
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Steven R. Reininger, Will Murphy, Gary Frederick Birnberg
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
20-0227601/21/2021Claimant(s): Linda Willson
Claimant Lawyers(s): Linda Stout Willson
Respondent(s): David Miller, Eric Burnette, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): John F. Allgood
Hearing Site: Atlanta, GA
Checkmark Icon$300
19-0300107/13/2020Claimant(s): Wanda Hawk
Claimant Lawyers(s): Wanda C. Hawk
Respondent(s): David Miller, Shelley Eddy, Peachcap Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
Checkmark Icon$0
17-0124406/12/2019Claimant(s): Sandra Calderon, Bluebird Corporation
Claimant Lawyers(s): Gregg Breitbart, Osvaldo Carlo Linares
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Randi P. Spallina, Roberto C. Quinones
Arbitrator(s): Mary E. Woytek, Allan R. Lazor, Stephen Louis Wright
Hearing Site: San Juan, PR
Checkmark IconExpungement
17-0348712/17/2018Claimant(s): Henry Tanav
Claimant Lawyers(s): Henry Tanav
Respondent(s): Keith Singer
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Will Murphy
Hearing Site: Miami, FL
Checkmark Icon$0
17-0175602/01/2018Claimant(s): Brian Wolf
Claimant Lawyers(s): Bradley D Schnur
Respondent(s): Danilo Fuentes, Dawson James Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
Checkmark Icon$3,600
15-0160612/26/2017Claimant(s): Donovan Essen, Palm City Family Dental Care Profit Shar
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Duane Goodell, Triad Advisors.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): James W. Geiger, Carl Shechter, Ronald W. Weissman
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
16-0224208/02/2017Claimant(s): Ronald Emanuel
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Peter A. Portley
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
15-0286510/13/2016Claimant(s): Jay Simon
Claimant Lawyers(s): Hilton M. Weiner
Respondent(s): Anthony Monaco, Jonathan Rago, Kevin Meade, Nicholas Milano, Robert Eide, Aegis Capital Corp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Louis M. Parker
Hearing Site: Phoenix, AZ
Checkmark Icon$0
13-0260808/27/2014Claimant(s): John Olson
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Anthony Diaz, Matrix Capital Group.
Respondent Lawyers(s): Gregg Breitbart, Rose M. Schindler
Arbitrator(s): Richard D. DeVita
Hearing Site: Newark, NJ
Checkmark Icon$31,000

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