| 19-03251 | 06/22/2021 | Claimant(s): Matthew Mirtahami
Claimant Lawyers(s): Chetan Patil
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Esther E. Cho
Arbitrator(s): Alan Stamm, Christine A. Page, Jordan M Bradley
Hearing Site: Los Angeles, CA
| | |
| 20-03133 | 03/19/2021 | Claimant(s): Jeffrey Dorman
Claimant Lawyers(s): David Harrison
Respondent(s): Dorman Skorheim Wealth Management LLC
Respondent Lawyers(s): Jeffrey J. Dorman
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
| | |
| 17-03371 | 01/07/2019 | Claimant(s): Timothy Hughes
Claimant Lawyers(s): Elizabeth Lowery
Respondent(s): Joan Mccool, SECU Brokerage Services
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Alan Stamm, Mark A. Levy, Rahsan Malik Boykin
Hearing Site: Los Angeles, CA
| | |
| 16-01192 | 12/04/2018 | Claimant(s): Stella Bi
Claimant Lawyers(s): Mia Munro
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Matthew Klafter
Arbitrator(s): Alan Stamm, Elliott D. Finkel, Cherie S. Lewis
Hearing Site: Los Angeles, CA
| | |
| 17-01784 | 11/09/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Hanieh Sadat Hendi
Respondent Lawyers(s): Hanieh Sadat Hendi
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
| | |
| 11-03181 | 04/12/2016 | Claimant(s): Antaeus Capital.
Claimant Lawyers(s): Cesar Moya
Respondent(s): Cesar Moya, Curtis Leahy
Respondent Lawyers(s): Cesar Moya, Jeffrey S. Kob
Arbitrator(s): Alan Stamm, W. Alex King, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
| | |
| 15-02842 | 03/22/2016 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Lino Safieddine
Respondent Lawyers(s): Lino Safieddine
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
| | |
| 12-02126 | 11/05/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Roger O'Donnell
Respondent Lawyers(s): Roger J. O'Donnell
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
| | |
| 13-01941 | 09/24/2014 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): John R. Bamford
Respondent(s): Bruce Branstine
Respondent Lawyers(s): Bruce C. Branstine
Arbitrator(s): Alan Stamm, Jeffrey E. Skogsbergh, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | |
| 13-02788 | 07/21/2014 | Claimant(s): Mark White
Claimant Lawyers(s): Stacey M. Garrett
Respondent(s): Elisabeta Taborelli
Respondent Lawyers(s): Elisabeta Taborelli
Arbitrator(s): Alan Stamm, John B. La Rue, Robert Elman
Hearing Site: Los Angeles, CA
| | Expungement |
