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FINRA Awards for Roger O'Donnell

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0212611/05/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Roger O'Donnell
Respondent Lawyers(s): Roger J. O'Donnell
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA

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