Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01937 | 04/09/2018 | Claimant(s): Bradley Fischer Claimant Lawyers(s): Owen Harnett Respondent(s): LPL Financial LLC, Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton, Jon D. Kaplon Arbitrator(s): Michael J. Meeusen Hearing Site: Detroit, MI | ||
| 17-03022 | 04/09/2018 | Claimant(s): Gregory Powell Claimant Lawyers(s): Joshua D. Jones Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Harvey R. Linder Hearing Site: Birmingham, AL | ||
| 17-01983 | 03/29/2018 | Claimant(s): Regina Bernarduci Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman, Jon D. Kaplon Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA | ||
| 17-01129 | 02/05/2018 | Claimant(s): Leonard Valletta Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Pamela H. Roderick Hearing Site: Albany, NY | ||
| 16-03224 | 10/09/2017 | Claimant(s): Vivienne Schleu Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, WMA Securities., World Group Securities. Respondent Lawyers(s): Clive Slovin, Jon D. Kaplon, Susan D. Duff Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL | ||
| 16-02206 | 01/30/2017 | Claimant(s): Susan Moore Claimant Lawyers(s): Joel M. Everest Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Neil Harvey Smith Hearing Site: Birmingham, AL | ||
| 16-02290 | 01/12/2017 | Claimant(s): Eric Wishan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Laurel Littman Gothelf Hearing Site: Portland, OR |