Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-04058 | 08/23/2021 | Claimant(s): Thomas Chaney Claimant Lawyers(s): James P Galvin Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Gene R Thornton, John J. Fitzpatrick, Mary Margaret Bush Hearing Site: Albuquerque, NM | ||
| 20-02927 | 06/03/2021 | Claimant(s): Russell Boaz Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 20-03559 | 05/28/2021 | Claimant(s): Alexander Dancy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA | ||
| 20-03206 | 04/13/2021 | Claimant(s): Paul Kiker Claimant Lawyers(s): Stephen D. Councill Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Harry G. Mason, Philip Michael Moran, James R Stewart Hearing Site: Atlanta, GA | ||
| 20-02710 | 04/08/2021 | Claimant(s): Howard Saxauer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Benjamin F. Breslauer Hearing Site: Las Vegas, NV | ||
| 20-01514 | 12/03/2020 | Claimant(s): Sandeep Varma Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Randy R. Maher Hearing Site: San Diego, CA | ||
| 20-00684 | 11/24/2020 | Claimant(s): John Stevens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Julie Marie Miller Hearing Site: Houston, TX | ||
| 20-00015 | 11/09/2020 | Claimant(s): Jonathan Lopez Claimant Lawyers(s): Tosh D Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 20-00482 | 10/12/2020 | Claimant(s): Robert Warther Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Kevin R. Zehe Hearing Site: Cleveland, OH | ||
| 19-02984 | 08/11/2020 | Claimant(s): Patricia Lopez Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL |