Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01488 | 03/01/2024 | Claimant(s): Thomas Smith Claimant Lawyers(s): Chelsea Bauer Respondent(s): Edward Jones Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Jonathan H. Krotinger Hearing Site: San Francisco, CA | ||
| 19-00555 | 02/20/2024 | Claimant(s): Janice Kevari Claimant Lawyers(s): Maryann P Gallagher Respondent(s): Scottrade Inc., TD Ameritrade. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Janice L. Sperow, Kevin K. Forrester, Lisa Miller Hearing Site: San Diego, CA | ||
| 23-01421 | 02/15/2024 | Claimant(s): Amy Wasser Claimant Lawyers(s): Harris Freedman Respondent(s): Edward Jones Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA | ||
| 21-01460 | 03/02/2023 | Claimant(s): Henry Stellwagen Claimant Lawyers(s): Neda Ataie Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Joseph C. Watson, BaoKim N. Coleman, Cherie S. Lewis Hearing Site: Los Angeles, CA | ||
| 22-00541 | 09/15/2022 | Claimant(s): Christian Maeder Claimant Lawyers(s): Sarah Ali Burroughs Respondent(s): Edward Jones Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 18-03818 | 10/22/2019 | Claimant(s): Shawn Gruver Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 18-00380 | 06/24/2019 | Claimant(s): Jeffrey Boudjouk Claimant Lawyers(s): Jeffrey L. Levy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Mary C. Kelleher, Robert E. Anderson, Nicholas Trott Long Hearing Site: Providence, RI | ||
| 18-00719 | 03/22/2019 | Claimant(s): Peter Cunningham Claimant Lawyers(s): Michelle Atlas Respondent(s): TD Ameritrade. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Elliott D. Finkel Hearing Site: Los Angeles, CA | ||
| 12-03471 | 05/10/2013 | Claimant(s): Mike Safaie Claimant Lawyers(s): Mike Safaie Respondent(s): TD Ameritrade. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Robert E. Jenks, Jack R. Goetz, Darrell Thomas Reed Hearing Site: Los Angeles, CA | ||
| 12-01308 | 10/15/2012 | Claimant(s): Steven Caruso Claimant Lawyers(s): Steven F. Caruso Respondent(s): Kennedy, Cabot & Company Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Richard J. Stall Hearing Site: Los Angeles, CA |