FINRA Awards for Melanie L. Ronen

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-03671	10/05/2018	Claimant(s): Frank Meyers, Meyers FLP, Kepner Plastics Profit Sharin Plan, Frank Meyers Family Trust, Meryl Lee on behalf of Calle Mayor Trust Claimant Lawyers(s): Robert J. Girard Respondent(s): Morgan Stanley Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Robert E. Jenks, Holly Banafsheh, Owen Frances Hearing Site: Los Angeles, CA		Expungement
11-03008	09/20/2012	Claimant(s): Karen Winston TTEE Winston Living Trust Claimant Lawyers(s): Arthur S. Leider Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Robert W. Vernon, Louis R. Eglash, CathyLyn Rossi Hearing Site: Los Angeles, CA		Expungement
09-01513	05/14/2010	Claimant(s): Mary Hale, Brianna Nicole Fore, CGM Education Savin, Jared Austin Fore, CGM Educational Savi, Laura Pelkey U/OR/UTMA Mary Belle Hale, Mariah Fore U/OR/UTMA Mary Belle Hale, Nicholas Alexander Fore,CGM Education Sa, Mary Belle Hale CGM IRA Claimant Lawyers(s): Jeffrey S. Salisbury Respondent(s): Citigroup Global Markets., Lloyd Millegan Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Gary F. Purpura, James John Jurinski, Robert Sachs Mandelson Hearing Site: Portland, OR		$0