| 16-02431 | 01/30/2017 | Claimant(s): Thomas Freitag
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Milwaukee, WI
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| 15-02479 | 12/23/2016 | Claimant(s): Landaas & Company
Claimant Lawyers(s): Ross A. Anderson
Respondent(s): Paul Coldagelli
Respondent Lawyers(s): Shepard A. Davis
Arbitrator(s): Terry F. Peppard, James Richard Carlson, Dennis M. Selby
Hearing Site: Milwaukee, WI
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| 15-01145 | 08/10/2016 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Gerald Burns
Respondent(s): Christian Harkness
Respondent Lawyers(s): Stephen L. Morgan
Arbitrator(s): Michael F. Jordan, Terry F. Peppard, Laura Anne Lamberg
Hearing Site: Milwaukee, WI
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| 15-01437 | 03/30/2016 | Claimant(s): Kurt Zipp
Claimant Lawyers(s): Kurt William Zipp
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary Lieberman
Arbitrator(s):
Hearing Site: Milwaukee, WI
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| 13-02930 | 09/24/2015 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Christopher Cochrane, Donald Slye
Respondent Lawyers(s): Christopher S. Griesmeyer
Arbitrator(s): Michael F. Jordan, Dennis M. Selby, Laura Anne Lamberg
Hearing Site: Milwaukee, WI
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| 15-00655 | 08/10/2015 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Steven Satter
Respondent(s): Peter Reinhart
Respondent Lawyers(s): Peter Reinhart
Arbitrator(s): Jerry D. Mc Cormack
Hearing Site: Milwaukee, WI
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| 14-00573 | 05/19/2015 | Claimant(s): Kurt Koehler
Claimant Lawyers(s): Nathaniel Wolf
Respondent(s): BMO Harris Financial Advisors.
Respondent Lawyers(s): Erin M. (Maggie) Cook
Arbitrator(s): David G. Skeen, Terry F. Peppard, Susan H. Schleisner
Hearing Site: Milwaukee, WI
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| 13-03279 | 03/18/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan D. Berg, Samuel P. Mauch
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Herbert S. Bratt
Hearing Site: Milwaukee, WI
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| 12-04033 | 01/30/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): David Thuli, Ellen Duhamel, Michael Shannon, Thomas Dornoff
Respondent Lawyers(s): David J. Hase
Arbitrator(s): Gerald J. Thain
Hearing Site: Milwaukee, WI
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| 11-04417 | 09/24/2014 | Claimant(s): James Engelbrecht
Claimant Lawyers(s): James M. Engelbrecht
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Michael S. Matek, Gregory G. Wille, Mark A. Frankel
Hearing Site: Milwaukee, WI
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