Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-04059 | 10/10/2011 | Claimant(s): David Herman Claimant Lawyers(s): Lance Kimmel Respondent(s): Mosaic Capital Securities Respondent Lawyers(s): Robert Peter Weiss Arbitrator(s): Thomas E. Shuck Hearing Site: Los Angeles, CA | ||
| 11-01724 | 09/20/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): Gregory Holmes Respondent Lawyers(s): Gregory P. Holmes Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 11-00382 | 09/08/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Jonathan Berg, Esq. Respondent(s): Hilary Campbell Respondent Lawyers(s): Hilary Campbell Arbitrator(s): Elizabeth A. Copley Hearing Site: Los Angeles, CA | ||
| 09-06492 | 09/06/2011 | Claimant(s): Amir Monsefi Claimant Lawyers(s): Faryan Andrew Afifi Respondent(s): TD Ameritrade. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Barton J. Brewer, Debra Brothers Self, Kendall C. Reed Hearing Site: Los Angeles, CA | ||
| 10-03046 | 08/30/2011 | Claimant(s): Jason Coles Claimant Lawyers(s): Christine A. Page Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Thomas F. Kopshever Arbitrator(s): Larry Haugaard, Neil S. Jasper, Steven A. Wawra Hearing Site: Los Angeles, CA | ||
| 10-04565 | 08/11/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Alicia Y. Hou Respondent(s): James Queen Respondent Lawyers(s): James Allen Queen Arbitrator(s): Michael M. Hachigian Hearing Site: Los Angeles, CA | ||
| 07-03310 | 07/20/2011 | Claimant(s): Carlo Carrion Claimant Lawyers(s): Carlo A. Carrion Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): John E. Ohashi, Christine A. Page, Jerry Ellner Hearing Site: Los Angeles, CA | ||
| 10-05242 | 06/27/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): Kurtis Linn Respondent Lawyers(s): Montgomery G. Griffin Arbitrator(s): James D. Knotter Hearing Site: Los Angeles, CA | ||
| 09-03711 | 06/22/2011 | Claimant(s): Financial West Group Claimant Lawyers(s): Edward S. Zusman Respondent(s): Shail Mehta Respondent Lawyers(s): Joanne H. Mehta Arbitrator(s): Walter R. Whitman Hearing Site: Los Angeles, CA | ||
| 10-02381 | 05/31/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Timothy N. Will Respondent(s): Charles Daniel Respondent Lawyers(s): Charles Bradley Daniel Arbitrator(s): Michael J. Fish Hearing Site: Los Angeles, CA |