| 14-00734 | 09/18/2014 | Claimant(s): Philip Bresnick
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Pauline Newman
Respondent Lawyers(s): Pauline Newman
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-03816 | 09/16/2014 | Claimant(s): Harold Palacios
Claimant Lawyers(s): Harold Palacios
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Theresa M. Marchlewski
Arbitrator(s): Blaine Smith, Mark S. Priver, Kenneth E. Owen
Hearing Site: Los Angeles, CA
| | |
| 12-02201 | 08/26/2014 | Claimant(s): Bradley Berdow, Christopher Crowson
Claimant Lawyers(s): Philip M. Aidikoff
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Vincent J. Natoli, James M. Goldberg, Herbert Siegfried Emmrich
Hearing Site: Los Angeles, CA
| | |
| 13-01532 | 08/14/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael Taaffe
Respondent(s): Charles Grant
Respondent Lawyers(s): Charles Richard Grant
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 14-00161 | 08/12/2014 | Claimant(s): Teresa Harmon
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Annette Gres Shepherd
Hearing Site: Los Angeles, CA
| | |
| 13-02576 | 08/06/2014 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Alan M. Rosen
Hearing Site: Los Angeles, CA
| | |
| 13-03037 | 08/05/2014 | Claimant(s): Jonathan Lewis
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Nicole Lenzi
Respondent Lawyers(s): Nicole Lenzi
Arbitrator(s): Thomas W. Gregory, Russell T. Doe, Holly Banafsheh
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-04118 | 08/01/2014 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Peter R. Boutin
Respondent(s): Just Mortgage., RMK Financial Corp. d/b/a Majestic Home
Respondent Lawyers(s): Stephen Cho
Arbitrator(s): Elliott David Finkel, Madeleine Kleinman, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | Stipulated Award |
| 14-00172 | 07/31/2014 | Claimant(s): Teresa Harmon
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 13-02788 | 07/21/2014 | Claimant(s): Mark White
Claimant Lawyers(s): Stacey M. Garrett
Respondent(s): Elisabeta Taborelli
Respondent Lawyers(s): Elisabeta Taborelli
Arbitrator(s): Alan Stamm, John B. La Rue, Robert Elman
Hearing Site: Los Angeles, CA
| | Expungement |
