| 15-00610 | 07/07/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): John Lipari
Respondent Lawyers(s): Michael E. Barmasse
Arbitrator(s): Kirtley M. Thiesmeyer, Owen Frances, Kathleen Smith Adams
Hearing Site: Los Angeles, CA
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| 15-02838 | 06/27/2016 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Babak Yousefzadeh
Respondent(s): Lori Rudow
Respondent Lawyers(s): Lori Diane Rudow
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
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| 15-00422 | 06/15/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Philip Bugay
Respondent Lawyers(s): Timothy J. Trager
Arbitrator(s): Marvin B. Karelitz, Steven J. Feldman, Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
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| 14-03238 | 06/14/2016 | Claimant(s): Jeffrey Bell
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Joseph C. Watson, Richard William DeWeese, Steven J. Feldman
Hearing Site: Los Angeles, CA
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| 15-01403 | 06/14/2016 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Arthur T. Berggren
Hearing Site: Los Angeles, CA
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| 13-03601 | 06/08/2016 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Holly J. Sutton
Respondent(s): Vincent Woo
Respondent Lawyers(s): Robert J. Girard
Arbitrator(s): Daniel R. Brush, Kendall C. Reed, George Herman Frisch
Hearing Site: Los Angeles, CA
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| 14-02296 | 05/24/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Christian Wenger
Respondent Lawyers(s): Christian Sinclair Wenger
Arbitrator(s): Kenneth E. Owen
Hearing Site: Los Angeles, CA
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| 15-01323 | 05/23/2016 | Claimant(s): Wesley Long
Claimant Lawyers(s): Philip M. Aidikoff
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John W. Stenson
Arbitrator(s): Joy Diane Williams, Robert E. Jenks, W. Alex King
Hearing Site: Los Angeles, CA
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| 15-02423 | 05/03/2016 | Claimant(s): Brad Kalas
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Howard A. Emirhanian, Jeffrey E. Skogsbergh, Robert Rosen
Hearing Site: Los Angeles, CA
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| 14-02770 | 04/20/2016 | Claimant(s): Frank Epinger
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Terry E. Sanchez
Arbitrator(s): Robert Bruce MacDonald, Cheryl Marie Allain-Mee, Barry A. Fisher
Hearing Site: Los Angeles, CA
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