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FINRA Awards for Harris Freedman

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Displaying 151-160 out of 186 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0232503/21/2020Claimant(s): David Vigil
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Karl A. Vogeler
Hearing Site: Jacksonville, FL
19-0155603/17/2020Claimant(s): Daniella Rand
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeffrey S. Jacobi
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
19-0191703/09/2020Claimant(s): William Gruntler
Claimant Lawyers(s): Harris Freedman
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): Gerald Silverman
Hearing Site: Boca Raton, FL
19-0157602/19/2020Claimant(s): Dianne Townsend
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
19-0157702/14/2020Claimant(s): Seth Townsend
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
19-0184802/14/2020Claimant(s): Demian Fitzgerald
Claimant Lawyers(s): Harris Freedman
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
18-0436202/11/2020Claimant(s): Cynthia Couyoumjian
Claimant Lawyers(s): Harris Freedman
Respondent(s): LPL Financial LLC, First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden, Jon D. Kaplon
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
19-0091502/04/2020Claimant(s): Patrick Gainer
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
19-0183102/04/2020Claimant(s): Mark Lininger
Claimant Lawyers(s): Harris Freedman
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
18-0298601/21/2020Claimant(s): Arturo Neto
Claimant Lawyers(s): Harris Freedman
Respondent(s): EFG Capital International
Respondent Lawyers(s): Jonathan S. Robbins
Arbitrator(s): Ronald F. Rohe, Michael Lau, Barry David Thorpe
Hearing Site: Miami, FL

186 Results

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