Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02899 | 05/10/2021 | Claimant(s): Byron Studdard Claimant Lawyers(s): Brian Luther Respondent(s): American Portfolios Financial Srvs., Ameriprise Financial Services Respondent Lawyers(s): Craig Vollono, Howard Klausmeier Arbitrator(s): Gary E. Marcus Hearing Site: Tampa, FL | ||
| 20-03157 | 04/23/2021 | Claimant(s): Jimmy Kuhn Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 20-02097 | 12/24/2020 | Claimant(s): Thomas Perry Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Philip J. Glick Hearing Site: Indianapolis, IN | ||
| 20-01545 | 10/30/2020 | Claimant(s): Daniel Kautz Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY | ||
| 19-03656 | 07/17/2020 | Claimant(s): Jimmy Kuhn Claimant Lawyers(s): Robert J. Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Josian Antoine Hearing Site: New York, NY | ||
| 19-00079 | 08/08/2019 | Claimant(s): Robert Conzo Claimant Lawyers(s): Polina M. Dostalik Respondent(s): UBS Financial Services Inc., Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Craig Vollono Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY | ||
| 19-00421 | 05/09/2019 | Claimant(s): Yangchen Lama Claimant Lawyers(s): Consuelo A. Mejer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA | ||
| 18-02686 | 03/21/2019 | Claimant(s): Mark Fasano Claimant Lawyers(s): William McC. Montgomery Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA | ||
| 18-02710 | 01/24/2019 | Claimant(s): Donald Jackson Claimant Lawyers(s): William Preston Martin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig Vollono Arbitrator(s): C. Sumpter Logan Hearing Site: Oklahoma City, OK | ||
| 18-01301 | 11/21/2018 | Claimant(s): Jason Zilveti Claimant Lawyers(s): Hillary Darnell Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Merton E. Marks Hearing Site: Phoenix, AZ |