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FINRA Awards for Thomas J. Patka

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Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0070607/10/2018Claimant(s): Eric Harris
Claimant Lawyers(s): Brittany Weiner
Respondent(s): MSI Financial Services., MetLife Securities.
Respondent Lawyers(s): Stephanie L. Adler-Paindiris
Arbitrator(s): Kenneth R. Starr, Thomas J. Patka, Jerome Blevins
Hearing Site: Tampa, FL
15-0283402/07/2017Claimant(s): Michael Hanke
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Langfred W. White, Patricia Gunn, Thomas J. Patka
Hearing Site: Tampa, FL
14-0159911/11/2015Claimant(s): Marc Franco
Claimant Lawyers(s): Andre R. Perron
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Andrew Froman
Arbitrator(s): Colleen Grace, Joseph E. Santaularia, Thomas J. Patka
Hearing Site: Tampa, FL
13-0270111/13/2013Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A Kenedy
Respondent(s): Michael Miller
Respondent Lawyers(s): Michael Douglas Miller
Arbitrator(s): Thomas J. Patka, Ken Ziesenheim, John Hughes Verchot
Hearing Site: Tampa, FL
10-0451403/22/2013Claimant(s): James Eastman
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Tracy Gerber
Arbitrator(s): Langfred W. White, Howard L. Hill, Thomas J. Patka
Hearing Site: Tampa, FL

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