FINRA Awards for Thomas J. Patka

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-02834	02/07/2017	Claimant(s): Michael Hanke Claimant Lawyers(s): Daniel P. Dietrich Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Langfred W. White, Patricia Gunn, Thomas J. Patka Hearing Site: Tampa, FL
14-01599	11/11/2015	Claimant(s): Marc Franco Claimant Lawyers(s): Andre R. Perron Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Andrew Froman Arbitrator(s): Colleen Grace, Joseph E. Santaularia, Thomas J. Patka Hearing Site: Tampa, FL
13-02701	11/13/2013	Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Jennifer A Kenedy Respondent(s): Michael Miller Respondent Lawyers(s): Michael Douglas Miller Arbitrator(s): Thomas J. Patka, Ken Ziesenheim, John Hughes Verchot Hearing Site: Tampa, FL
10-04514	03/22/2013	Claimant(s): James Eastman Claimant Lawyers(s): Christopher T. Vernon Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Respondent Lawyers(s): Tracy Gerber Arbitrator(s): Langfred W. White, Howard L. Hill, Thomas J. Patka Hearing Site: Tampa, FL