| 19-00584 | 12/05/2019 | Claimant(s): Douglas Magers
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Matthew R. Byrne
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
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| 18-04391 | 12/03/2019 | Claimant(s): Bryan Weber
Claimant Lawyers(s): Harris Freedman
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Susan L. Walker
Hearing Site: Cleveland, OH
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| 18-04284 | 10/23/2019 | Claimant(s): Phillip Irvin
Claimant Lawyers(s): Frances Menzer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Kevin R. Zehe
Hearing Site: Cleveland, OH
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| 19-00205 | 10/02/2019 | Claimant(s): Matthew Campbell
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler, Vice Chairman
Arbitrator(s): Gerald W. Hepp
Hearing Site: Cleveland, OH
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| 18-04392 | 09/26/2019 | Claimant(s): Bryan Weber
Claimant Lawyers(s): Harris Freedman
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Bethmarie Bohn
Arbitrator(s): Barry Goldman
Hearing Site: Cleveland, OH
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| 18-03100 | 08/19/2019 | Claimant(s): Louis Dissel
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Julie Calderon Rizzo
Arbitrator(s): Michael J. Meeusen
Hearing Site: Cleveland, OH
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| 18-04142 | 08/05/2019 | Claimant(s): Daniel Lauletta
Claimant Lawyers(s): Michael Charlillo
Respondent(s): Ameriprise Financial Services., Cetera Advisor Networks LLC, Walnut Street Securities.
Respondent Lawyers(s): Howard M. Klausmeier, Joseph Simms
Arbitrator(s): Michael L. Fortney
Hearing Site: Cleveland, OH
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| 19-00987 | 06/11/2019 | Claimant(s): Noel Becker
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Susan L. Walker
Hearing Site: Cleveland, OH
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| 17-01012 | 05/06/2019 | Claimant(s): Peter Butler
Claimant Lawyers(s): Wm. Joseph Baker
Respondent(s): Craig Wiggins, Victoria Ellinger
Respondent Lawyers(s): Sean Needham
Arbitrator(s): Earl Williams, Michael James Malone, Michael J Borden
Hearing Site: Cleveland, OH
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| 18-01830 | 12/19/2018 | Claimant(s): Alan Fadel, Scott Brown
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Preston Martin
Arbitrator(s): Michael L. Fortney
Hearing Site: Cleveland, OH
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