Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02563 | 07/20/2021 | Claimant(s): Aaron Leatherwood Claimant Lawyers(s): Frances Menzer Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Robyn C. Crowther Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO | ||
| 20-02982 | 04/30/2021 | Claimant(s): Lawrence Cane Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 20-01903 | 03/12/2021 | Claimant(s): James Shoffner Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO | ||
| 20-01069 | 01/21/2021 | Claimant(s): Brian Brennan Claimant Lawyers(s): Tosh Grebenik Respondent(s): MML Investors Services Respondent Lawyers(s): Elliott J. Stein Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 18-04323 | 11/22/2019 | Claimant(s): Iaian Filippini Claimant Lawyers(s): Matthew Clarke Respondent(s): ePlanning Securities. Respondent Lawyers(s): Joseph Ehrlich Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 18-03081 | 10/08/2019 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Timothy L. Moore Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 18-01427 | 08/09/2019 | Claimant(s): John Quinn Claimant Lawyers(s): Michelle Atlas Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Trevor J. Hardy Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 18-02082 | 07/15/2019 | Claimant(s): Aaron Maurer Claimant Lawyers(s): Owen Harnett Respondent(s): Rp Capital Llc Respondent Lawyers(s): Gary Price Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 18-01771 | 01/15/2019 | Claimant(s): Bryan Jarman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO | ||
| 17-02931 | 05/21/2018 | Claimant(s): Shawn Rogers Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gregory M. Scanlon Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO |