FINRA Awards for Credit Suisse Securities (USA) LLC

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Displaying 31-39 out of 39 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-02084	01/17/2019	Claimant(s): Darren Edwards Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA
17-01277	11/05/2018	Claimant(s): Nicholas Finn Claimant Lawyers(s): Robert Miller Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Victoria J. Kehoe Arbitrator(s): Pamela H. Roderick, Joan M. Traub, Joseph Leo Calabrese Hearing Site: New York, NY
16-03065	10/10/2018	Claimant(s): Brian Chilton Claimant Lawyers(s): Robert Miller Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): J. William Cook Arbitrator(s): Richard J. Grahn, Howard N. Gorney, Jeffrey Neil Fink Hearing Site: Boston, MA
18-00250	10/08/2018	Claimant(s): George Schietinger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: New York, NY
16-03360	06/27/2018	Claimant(s): Daniel Malone Claimant Lawyers(s): Benjamin D. Weisenberg Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Peter L. Altieri Arbitrator(s): Sandra D. Parker, Nancy Kramer, Adam J. Ciffone Hearing Site: New York, NY
17-02023	04/05/2018	Claimant(s): Norman Epstein Claimant Lawyers(s): Nicolis Singer Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein Arbitrator(s): Lise Gabrielle Hunter Hearing Site: New York, NY
16-00551	08/09/2016	Claimant(s): Eric Berger Claimant Lawyers(s): Ted Poretz Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein Arbitrator(s): Martin Jay Siegel, Arnold Wagner, Annamaria Boccia Smith Hearing Site: New York, NY
15-01276	01/12/2016	Claimant(s): Jerry Stroud Claimant Lawyers(s): Frank J. Cuccio Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein Arbitrator(s): Sandra D. Parker, James S. Hazard, John K. Evans Hearing Site: New York, NY
10-03544	11/02/2011	Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): William B. Fleming Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Allan N. Taffet Arbitrator(s): Larry A. Kimmel, Maive R. Dale, Michael Ross Hearing Site: New York, NY