Potomac Analytics' Logo

FINRA Awards for Renan I. Sugarman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 31-40 out of 60 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0226606/01/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): David Wilson
Respondent Lawyers(s): David P. Wilson
Arbitrator(s): Maxel (Bud) B. Silverberg
Hearing Site: Little Rock, AR
10-0133205/17/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Walter McKinney
Respondent Lawyers(s): Graham Oswald
Arbitrator(s): William M. Getzoff
Hearing Site: St. Louis, MO
09-0221603/01/2011Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Steven Farris
Respondent Lawyers(s): Steven E. Farris
Arbitrator(s): Thomas J. McAllister, Jesse David Hill, Michael William Petty
Hearing Site: St. Louis, MO
10-0103602/25/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Michael Palmer
Respondent Lawyers(s): Ronald M. Amato
Arbitrator(s): Robert S. Sugarman, Richard R. Bicek, Elayne Morgan
Hearing Site: Chicago, IL
10-0166601/26/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Scott Moore
Respondent Lawyers(s): Scott Randall Moore
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
10-0166712/16/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Michael Adams
Respondent Lawyers(s): Michael William Adams
Arbitrator(s): Mark S. Priver
Hearing Site: Reno, NV
10-0211211/29/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William Wilkins
Respondent Lawyers(s): William Lorne Wilkins
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
10-0198610/21/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Ronald Brown
Respondent Lawyers(s): Ronald Lucas Brown
Arbitrator(s): Irving A. Chesler
Hearing Site: Louisville, KY
10-0111308/12/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Fred Brown
Respondent Lawyers(s): Fred Brown
Arbitrator(s): Marshall S. Galinsky
Hearing Site: Baltimore, MD
09-0704506/24/2010Claimant(s): A.G. Edwards & Sons.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): David Stern
Respondent Lawyers(s): David C. Stern
Arbitrator(s): William I. Carmen
Hearing Site: Providence, RI

60 Results

Display: