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FINRA Awards for Graham Oswald

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0133205/17/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Walter McKinney
Respondent Lawyers(s): Graham Oswald
Arbitrator(s): William M. Getzoff
Hearing Site: St. Louis, MO

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