| 12-01386 | 07/03/2013 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Joseph Buchanan
Respondent Lawyers(s): Joseph Buchanan
Arbitrator(s): Mark S. Priver, David W. Dresnick, Daniel R. Brush
Hearing Site: Los Angeles, CA
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| 12-03237 | 05/22/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Jessica Winczner
Respondent Lawyers(s): Jessica T. Winczner
Arbitrator(s): Abigail J. Pessen
Hearing Site: New York, NY
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| 12-02506 | 04/19/2013 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Matthew Burcar
Respondent Lawyers(s): Matthew Scott Burcar
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
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| 12-02245 | 04/03/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William Brown
Respondent Lawyers(s): Lowell N. Hawkes
Arbitrator(s): Joseph W. Cheek, Katherine H. O'Neil, John McGown
Hearing Site: Boise, ID
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| 12-02247 | 04/03/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William Burton
Respondent Lawyers(s): Lowell N. Hawkes
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Boise, ID
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| 12-00741 | 01/16/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Lee Yi
Respondent Lawyers(s): Lee J. Yi
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 12-00012 | 07/23/2012 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Wayne Wolf
Respondent Lawyers(s): Wayne Edward Wolf
Arbitrator(s): Michael M. Hachigian
Hearing Site: Las Vegas, NV
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| 09-02555 | 05/18/2012 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Peter Zeman
Respondent Lawyers(s): Peter Zeman
Arbitrator(s): Keith J. Koerber, Brace K. Case, Kenneth Rochlen
Hearing Site: Detroit, MI
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| 11-00854 | 02/09/2012 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): John Goodson
Respondent Lawyers(s): John Goodson
Arbitrator(s): G. Brooks Euler, Arthur L. Tepper, John G. Manley
Hearing Site: Nashville, TN
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| 11-02487 | 12/01/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Daniel Dennison
Respondent Lawyers(s): Daniel Charles Dennison
Arbitrator(s): Lisa Shusterman
Hearing Site: Indianapolis, IN
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