| 23-01309 | 04/19/2024 | Claimant(s): Eli Ward
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): David A. Schuler
Hearing Site: Kansas City, MO
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| 22-02275 | 03/14/2024 | Claimant(s): David Gershoni
Claimant Lawyers(s): David John Freniere
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s):
Hearing Site: Hartford, CT
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| 23-01963 | 03/01/2024 | Claimant(s): Rudolf Molnar
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Richard S. Zaifert, David M. Snyder, Lisa Elkin Schwartz
Hearing Site: Tampa, FL
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| 23-00513 | 01/24/2024 | Claimant(s): Crystal Garrett
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
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| 23-00514 | 01/11/2024 | Claimant(s): Gregory Harrison
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Little Rock, AR
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| 23-01085 | 01/02/2024 | Claimant(s): Luis Espinoza
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Ameriprise Financial Services., FFEC Wealth Partners LLC
Respondent Lawyers(s): Howard Klausmeier, Patrick W. Kelly
Arbitrator(s): Michael W. Burnett, Andrew M. Mintzer, Stephen Howard Marcus
Hearing Site: Los Angeles, CA
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| 23-01465 | 12/18/2023 | Claimant(s): Nazeeh Aranki
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
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| 23-00099 | 12/11/2023 | Claimant(s): Greggory Keele
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Indianapolis, IN
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| 23-00732 | 10/30/2023 | Claimant(s): David Dietrich
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
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| 21-02855 | 08/30/2023 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Jeffrey McHale
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s):
Hearing Site: Boston, MA
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