| 12-01876 | 10/23/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael Taaffe
Respondent(s): Steven Lavorando
Respondent Lawyers(s): Steven Mark Lavorando
Arbitrator(s): Mary Margaret Bush, Val D. Hornstein, Marilyn Burrill O'Toole
Hearing Site: San Francisco, CA
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| 14-01582 | 10/20/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael Taaffe
Respondent(s): Stephen Ridgely
Respondent Lawyers(s): Stephen Eldridge Ridgely
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
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| 12-01754 | 10/15/2014 | Claimant(s): Craig Jarvinen
Claimant Lawyers(s): JD Haas
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Kristina L. Carlson
Arbitrator(s): Craig A. Gordon, Grant D. Sanders, Mary Ellen McGinnis
Hearing Site: Minneapolis, MN
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| 10-05114 | 09/26/2014 | Claimant(s): Mark Simon
Claimant Lawyers(s): J. Christopher Wehrle
Respondent(s): Ameriprise Financial Services., Larry Larson, Larson & Associates
Respondent Lawyers(s): Edward A. Walton, Miles D. Hart
Arbitrator(s): Jeffry M. Bauer, Harvey Frank, Anthony R. Paesano
Hearing Site: Detroit, MI
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| 11-04417 | 09/24/2014 | Claimant(s): James Engelbrecht
Claimant Lawyers(s): James M. Engelbrecht
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Michael S. Matek, Gregory G. Wille, Mark A. Frankel
Hearing Site: Milwaukee, WI
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| 13-02929 | 09/23/2014 | Claimant(s): James Kirk
Claimant Lawyers(s): Christopher P. Parrington
Respondent(s): Frank Mccarthy, Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Gerald M. Gifford, Emily B. Boote, Robert S. Burk
Hearing Site: Minneapolis, MN
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| 14-00105 | 09/15/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Dennis Dixon
Respondent Lawyers(s): Dennis Crowder Dixon
Arbitrator(s): Bill Swinford
Hearing Site: Louisville, KY
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| 13-01536 | 08/28/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Wilson Rosebraugh
Respondent Lawyers(s): Deborah DeLong
Arbitrator(s): Scott H Litwin, Carol M. Stoner, Randall S. Strause
Hearing Site: Cincinnati, OH
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| 14-00509 | 08/21/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): David Lenahan
Respondent Lawyers(s): David Robert Lenahan
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
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| 13-01532 | 08/14/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael Taaffe
Respondent(s): Charles Grant
Respondent Lawyers(s): Charles Richard Grant
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
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