| 23-02544 | 08/26/2024 | Claimant(s): Andre Selfa
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Michael D. Weiner, Mark Lee Haggard, Ian Matthew Green
Hearing Site: Portland, OR
| | |
| 23-02829 | 08/06/2024 | Claimant(s): Augustine Choi
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Thomas R. Watkins
Hearing Site: Los Angeles, CA
| | |
| 24-00041 | 08/05/2024 | Claimant(s): Andrew Schelitzche
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Frederick Ramos
Hearing Site: Minneapolis, MN
| | |
| 23-02821 | 08/02/2024 | Claimant(s): Joseph Liana
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
| | |
| 23-02879 | 07/16/2024 | Claimant(s): Carrie-Beth Randall
Claimant Lawyers(s): William F. Ray
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Langfred W. White, Harvey R. Linder, Laree Payne Kennedy
Hearing Site: Jackson, MS
| | |
| 24-00249 | 07/15/2024 | Claimant(s): Kevin Houser
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): LPL Financial LLC, Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier, Jon D. Kaplon
Arbitrator(s): Nancy E. Watters, Daniel James Kortum, Mark A Bilawsky
Hearing Site: Philadelphia, PA
| | |
| 23-02781 | 06/18/2024 | Claimant(s): Gary Nuccio, Matthew Nuccio
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): A. Rene Hollyer
Hearing Site: New York, NY
| | |
| 23-02971 | 06/04/2024 | Claimant(s): Bryan Knudson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Phyllis Karasov
Hearing Site: Des Moines, IA
| | |
| 23-02807 | 05/20/2024 | Claimant(s): Nicholas Efthemis
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Richard W. Dissen
Hearing Site: Buffalo, NY
| | |
| 23-03198 | 04/24/2024 | Claimant(s): Dean Donohue
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Douglas M. Branson, J.G. Long, Shawn Ridgell
Hearing Site: Louisville, KY
| | |
