| 13-02904 | 09/11/2014 | Claimant(s): Morgan Stanley Smith Barney FA Notes Hol, Morgan Stanley Smith Barney LLC
Claimant Lawyers(s): Harry D. Frisch
Respondent(s): Jay Serniak
Respondent Lawyers(s): Jonathan D. Berg
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | |
| 12-04119 | 01/06/2014 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): William Gourd
Respondent Lawyers(s): Daniel J. Dwyer
Arbitrator(s): Mary L. Merkle, Keely D. Parr, Robert Elliot Harrison
Hearing Site: New York, NY
| | |
| 12-02380 | 12/20/2013 | Claimant(s): Devis Zgrinskic
Claimant Lawyers(s): David Hirschberg
Respondent(s): Joseph DiMauro, Clark Dodge & Co..
Respondent Lawyers(s): Frank J. Franzino
Arbitrator(s): J. Julie Jason, Keely D. Parr, Richard Gee
Hearing Site: New York, NY
| | |
| 10-01969 | 12/09/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Robert Giusti
Respondent Lawyers(s): Robert Giusti
Arbitrator(s): Joseph J. Arata, Paul Kanischak, Keely D. Parr
Hearing Site: New York, NY
| | |
| 11-00598 | 08/15/2013 | Claimant(s): Serge Nahas
Claimant Lawyers(s): Theodore G. Eppenstein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): David Finnegan, Keely D. Parr, Linda J. Baer, Michael F. Spellman
Hearing Site: New York, NY
| | |
| 12-03018 | 04/16/2013 | Claimant(s): Rockwell Global Capital LLC
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Dennis Hanrahan
Respondent Lawyers(s): Dennis Christopher Hanrahan
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | |
| 11-03524 | 11/16/2012 | Claimant(s): Lucy Patriarca
Claimant Lawyers(s): Gary E. Roth
Respondent(s): Louis Parks, Peter Bulger, C. L. King & Associates.
Respondent Lawyers(s): Lisa F. Joslin
Arbitrator(s): Keely D. Parr, Ernesto V. Luzzatto, David J. Weisenfeld
Hearing Site: New York, NY
| | |
| 11-01838 | 03/28/2012 | Claimant(s): Cantella & Co..
Claimant Lawyers(s): Jay Lanstein
Respondent(s): Kyle Lauzon
Respondent Lawyers(s): Brian J. Cohen
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | |
| 08-03001 | 01/05/2010 | Claimant(s): Jarod Winters
Claimant Lawyers(s): David Kleinmann
Respondent(s): Barclays Capital.
Respondent Lawyers(s): John F. Fullerton
Arbitrator(s): Larry A. Kimmel, Keely D. Parr, John G. Kennedy
Hearing Site: New York, NY
| | |
