Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03552 | 09/24/2021 | Claimant(s): Ian Rodgers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Donald Dreyfus Hearing Site: Phoenix, AZ | ||
| 21-00156 | 09/16/2021 | Claimant(s): Payden Bullis, Rene Rojas Claimant Lawyers(s): David Monsour Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Rachael Conley Arbitrator(s): Sandra L. Malek Hearing Site: Phoenix, AZ | ||
| 19-03751 | 07/29/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Laurie A. Perez Respondent(s): Harold Harrison Respondent Lawyers(s): Harold Walter Harrison Arbitrator(s): Marc Kalish Hearing Site: Phoenix, AZ | ||
| 20-03440 | 07/06/2021 | Claimant(s): Andrew Ruboyianes Claimant Lawyers(s): Robert D. Mitchell Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Morris S. Getzels, Stephanie P. Lebhar, Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 21-00025 | 06/24/2021 | Claimant(s): Anthony Calderon Claimant Lawyers(s): Stephan Louviere Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Robert E. Jenks Hearing Site: Phoenix, AZ | ||
| 20-02849 | 06/23/2021 | Claimant(s): Jacob Gold Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Howard R. Gaines Hearing Site: Phoenix, AZ | ||
| 20-02669 | 06/03/2021 | Claimant(s): William Herf Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Paul Klein Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 20-01486 | 05/27/2021 | Claimant(s): Orion Willis Claimant Lawyers(s): Jennifer P. Ferrar Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael T. West Arbitrator(s): Roger A. Geddes Hearing Site: Phoenix, AZ | ||
| 19-03494 | 05/21/2021 | Claimant(s): Mahes Prasad Claimant Lawyers(s): Alan Baskin Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Retta A. Miller Arbitrator(s): Barbara M. Zak Hearing Site: Phoenix, AZ | ||
| 20-02677 | 05/21/2021 | Claimant(s): Seth Henrie Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff Palmer Arbitrator(s): Erik R. Siering Hearing Site: Phoenix, AZ |