Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00718 | 09/26/2018 | Claimant(s): Christopher Mette Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Jeffrey S. Jacobi Arbitrator(s): Merton E. Marks Hearing Site: Phoenix, AZ | ||
| 17-03506 | 09/19/2018 | Claimant(s): Michael Butt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Ann C. McCague Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 18-00416 | 08/15/2018 | Claimant(s): Trent Montague Claimant Lawyers(s): Armin Sarabi Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Marc Kalish Hearing Site: Phoenix, AZ | ||
| 17-03471 | 08/13/2018 | Claimant(s): Michael Butt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co., UBS Financial Services Inc. Respondent Lawyers(s): Ann C. McCague, Neal S. Robb Arbitrator(s): Merton E. Marks Hearing Site: Phoenix, AZ | ||
| 18-01023 | 07/31/2018 | Claimant(s): Rydan Case Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Next Financial Group. Respondent Lawyers(s): John T. Unger Arbitrator(s): W. Michael Kelley Hearing Site: Phoenix, AZ | ||
| 17-03297 | 07/11/2018 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Travis McGregor Respondent(s): Michael Miser Respondent Lawyers(s): Michael George Miser Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | ||
| 17-03259 | 06/06/2018 | Claimant(s): Darren Wright Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Jerry H. Friedland Hearing Site: Phoenix, AZ | ||
| 16-03162 | 06/04/2018 | Claimant(s): First Command Financial Planning. Claimant Lawyers(s): Karen C. Denney Respondent(s): John Velez Respondent Lawyers(s): Cody L. Towns Arbitrator(s): Frank R. Mead, Roger A. Geddes, Stephen David Bauer Hearing Site: Phoenix, AZ | ||
| 17-00154 | 05/22/2018 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Matthew P. Fischer Respondent(s): Eric Harding Respondent Lawyers(s): Eric Wayne Harding Arbitrator(s): Paul A. Cash, Timothy J. Kroll, Stephen Arthur Caine Hearing Site: Phoenix, AZ | ||
| 16-01255 | 05/21/2018 | Claimant(s): Cameron Eskandari Claimant Lawyers(s): Jon-Jorge Aras Respondent(s): Jamie Bennett, Kevin Loud, Silber Bennett Financial. Respondent Lawyers(s): Scott E. Rahn Arbitrator(s): James E. Stark, Virginia H. Wertz, Roger A. Geddes Hearing Site: Phoenix, AZ |